Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001411579-21-000062 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | AMC | ELLIS DANIEL E | SVP, DEVELOPMENT, INTERN'L | M - OptEx | $0.00 | +53.3K | 120.9K | +79% | $0 |
| D | 2021-11-03 | 2021-11-01 | AMC | ELLIS DANIEL E | SVP, DEVELOPMENT, INTERN'L | F - Tax | $0.00 | -24.0K | 96.8K | -20% | $0 |
| D | 2021-11-03 | 2021-11-01 | AMC | ELLIS DANIEL E | SVP, DEVELOPMENT, INTERN'L | S - Sale+OE | $36.47 | -59.4K | 37.5K | -61% | -$2.16M |
| DM | 2021-11-03 | 2021-11-01 | AMC | ELLIS DANIEL E | SVP, DEVELOPMENT, INTERN'L | C - Cnv Deriv | $0.00 | -53.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2021-11-01 | M | A | 53,332 | $0.00 | 120,860 | D | — | — | (F1) Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain performance stock units ("PSUs") granted to the Reporting Person pursuant to the Issuer's 2013 Equity Incentive Plan ("EIP"). |
| 2 | Common | CLASS A COMMON STOCK | 2021-11-01 | F | D | 24,028 | $0.00 | 96,832 | D | — | — | (F2) Shares were withheld to satisfy the Reporting Person's tax obligations arising from the PSU vesting. |
| 3 | Common | CLASS A COMMON STOCK | 2021-11-01 | S | D | 59,360 | $36.47 | 37,472 | D | — | — | (F3) The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person more than 30 days prior to the transaction. (F4) The price reported is a volume weighted average price. Shares were sold in multiple transactions at prices ranging from $35.47 to $37.16, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of Issuer, and the staff of the SEC, upon request, information regarding the number of Shares sold at each separate price within the range set forth in this footnote. (F5) Does not include Shares issuable upon future vesting of equity grants, including 117,726 Shares issuable based upon continued service and 145,728 Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 300,926 Shares. |
| 4 | Derivative | PERFORMANCE STOCK UNITS | 2021-11-01 | C | D | 26,666 | $0.00 | 0 | D | $0.00 · — to — | 26,666 CLASS A COMMON STOCK | (F6) Each PSU represents the right to receive one Share upon vesting. The PSUs were originally granted on February 26, 2020, and subsequently modified on October 30, 2020, with an expiration date of February 26, 2030. (F8) The PSUs vested upon attainment of a VWAP of $8 and the Reporting Person's continued employment through October 30, 2021. |
| 5 | Derivative | PERFORMANCE STOCK UNITS | 2021-11-01 | C | D | 26,666 | $0.00 | 0 | D | $0.00 · — to — | 26,666 CLASS A COMMON STOCK | (F6) Each PSU represents the right to receive one Share upon vesting. The PSUs were originally granted on February 26, 2020, and subsequently modified on October 30, 2020, with an expiration date of February 26, 2030. (F7) The PSUs vested upon attainment of a 20-day volume weighted average closing price ("VWAP") of $4 and the Reporting Person's continued employment through October 30, 2021. |