Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001411579-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | AMC | ARON ADAM M | COB, CEO, Pres, Dir | M - OptEx | $0.00 | +554.2K | 1.35M | +70% | $0 |
| D | 2023-01-05 | 2023-01-03 | AMC | ARON ADAM M | COB, CEO, Pres, Dir | F - Tax | $0.00 | -250.9K | 1.10M | -19% | $0 |
| DM | 2023-01-05 | 2023-01-03 | AMC | ARON ADAM M | COB, CEO, Pres, Dir | C - Cnv Deriv | $0.00 | -1.11M | 179.4K | -86% | $0 |
| D | 2023-01-05 | 2023-01-03 | AMC | ARON ADAM M | COB, CEO, Pres, Dir | M - OptEx | $0.00 | +554.2K | 1.35M | +70% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-03 | M | A | 554,164 | $0.00 | 1,348,138 | D | — | — | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 2 | Common | Class A Common Stock | 2023-01-03 | F | D | 250,939 | $0.00 | 1,097,199 | D | — | — | (F4) Common Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in note 1-3 above. The Reporting Person elected to pay tax obligations associated with the vesting of the APEUs in cash. (F5) Does not include 1,348,138 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 495,873 Common Shares and 495,873 APEUs issuable based upon continued service and 1,050,039 Common Shares and 1,050,039 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 5,537,161 equity interests. |
| 3 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 148,002 | $0.00 | 0 | D | $0.00 · — to — | 148,002 AMC Preferred Equity Units | (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 4 | Derivative | AMC Preferred Equity Units | 2023-01-03 | M | A | 554,164 | $0.00 | 1,348,138 | D | $0.00 · — to — | 554,164 Class A Common Stock | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F6) Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 5 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 148,002 | $0.00 | 0 | D | $0.00 · — to — | 148,002 Class A Common Stock | (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 6 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 316,455 | $0.00 | 316,458 | D | $0.00 · — to — | 316,455 Class A Common Stock | (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 7 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 89,707 | $0.00 | 179,415 | D | $0.00 · — to — | 89,707 Class A Common Stock | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 8 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 316,455 | $0.00 | 316,458 | D | $0.00 · — to — | 316,455 AMC Preferred Equity Units | (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 9 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 89,707 | $0.00 | 179,415 | D | $0.00 · — to — | 89,707 AMC Preferred Equity Units | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |