Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001411579-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | AMC | ELLIS DANIEL E | EVP, CHIEF OPS, DEVEL OFF | F - Tax | $0.00 | -24.4K | 29.8K | -45% | $0 |
| D | 2023-01-05 | 2023-01-03 | AMC | ELLIS DANIEL E | EVP, CHIEF OPS, DEVEL OFF | M - OptEx | $0.00 | +50.2K | 54.2K | +1,270% | $0 |
| D | 2023-01-05 | 2023-01-03 | AMC | ELLIS DANIEL E | EVP, CHIEF OPS, DEVEL OFF | M - OptEx | $0.00 | +50.2K | 54.2K | +1,270% | $0 |
| D | 2023-01-05 | 2023-01-03 | AMC | ELLIS DANIEL E | EVP, CHIEF OPS, DEVEL OFF | F - Tax | $0.00 | -22.6K | 31.5K | -42% | $0 |
| DM | 2023-01-05 | 2023-01-03 | AMC | ELLIS DANIEL E | EVP, CHIEF OPS, DEVEL OFF | C - Cnv Deriv | $0.00 | -100.4K | 27.4K | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-01-03 | F | D | 24,385 | $0.00 | 29,789 | D | — | — | (F4) Common Shares and APEUs otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above. (F5) Does not include 31,548 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 44,425 Common Shares and 44,425 APEUs issuable based upon continued service and 94,649 Common Shares and 94,649 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 339,485 equity interests. |
| 2 | Common | Class A Common Stock | 2023-01-03 | M | A | 50,221 | $0.00 | 54,174 | D | — | — | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 3 | Derivative | AMC Preferred Equity Units | 2023-01-03 | M | A | 50,221 | $0.00 | 54,174 | D | $0.00 · — to — | 50,221 Class A Common Stock | (F6) Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 4 | Derivative | AMC Preferred Equity Units | 2023-01-03 | F | D | 22,626 | $0.00 | 31,548 | D | $0.00 · — to — | 22,626 Class A Common Stock | (F6) Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. (F4) Common Shares and APEUs otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from the RSU vesting events described in notes 1-3 above. |
| 5 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 14,297 | $0.00 | 0 | D | $0.00 · — to — | 14,297 Class A Common Stock | (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 6 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 8,498 | $0.00 | 16,998 | D | $0.00 · — to — | 8,498 AMC Preferred Equity Units | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 7 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 8,498 | $0.00 | 16,998 | D | $0.00 · — to — | 8,498 Class A Common Stock | (F3) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 2, 2022, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 8 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 14,297 | $0.00 | 0 | D | $0.00 · — to — | 14,297 AMC Preferred Equity Units | (F1) Shares of Issuer's Class A Common Stock ("Common Shares") and units of Issuer's AMC Preferred Equity Units ("APEUs") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted on February 8, 2020, under the Issuer's 2013 Equity Incentive Plan ("EIP"). Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 9 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 27,426 | $0.00 | 27,427 | D | $0.00 · — to — | 27,426 AMC Preferred Equity Units | (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |
| 10 | Derivative | Restricted Stock Units | 2023-01-03 | C | D | 27,426 | $0.00 | 27,427 | D | $0.00 · — to — | 27,426 Class A Common Stock | (F2) Common Shares and APEUs were issued upon the vesting of certain RSUs granted on March 15, 2021, under the EIP. Each RSU represents the right to receive one Common Share and one APEU upon vesting. One-third of the total grant vested on January 3, 2023, based upon the Reporting Person's continued employment. |