Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0001411579-23-000028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-27 | 2023-02-23 | AMC | CHAVARRIA CARLA C | SVP, Chief HR Off | A - Grant | $0.00 | +91.0K | 261.3K | +53% | $0 |
| D | 2023-02-27 | 2023-02-23 | AMC | CHAVARRIA CARLA C | SVP, Chief HR Off | F - Tax | $0.00 | -41.9K | 219.4K | -16% | $0 |
| DM | 2023-02-27 | 2023-02-23 | AMC | CHAVARRIA CARLA C | SVP, Chief HR Off | A - Grant | $0.00 | +202.6K | 39.9K | New | $0 |
| D | 2023-02-27 | 2023-02-23 | AMC | CHAVARRIA CARLA C | SVP, Chief HR Off | F - Tax | $0.00 | -41.9K | 221.2K | -16% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-23 | A | A | 14,373 | $0.00 | 184,715 | D | — | — | (F1) Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. |
| 2 | Common | Class A Common Stock | 2023-02-23 | F | D | 41,894 | $0.00 | 219,414 | D | — | — | (F3) Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. (F4) Does not include 221,229 outstanding APEUs or Common Shares and APEUs issuable upon future vesting of equity grants, including 78,463 Common Shares and 110,264 APEUs issuable based upon continued service and 78,466 Common Shares and 110,267 APEUs issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 818,103 equity interests. |
| 3 | Common | Class A Common Stock | 2023-02-23 | A | A | 76,593 | $0.00 | 261,308 | D | — | — | (F2) Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. |
| 4 | Derivative | AMC Preferred Equity Units | 2023-02-23 | A | A | 76,593 | $0.00 | 263,123 | D | $0.00 · — to — | 76,593 Class A Common Stock | (F5) Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. (F2) Common Shares and APEUs were granted under the EIP by the Committee in lieu of vesting of certain PSUs that failed to achieve performance goals for reasons outside the control of the Issuer or its management. |
| 5 | Derivative | AMC Preferred Equity Units | 2023-02-23 | F | D | 41,894 | $0.00 | 221,229 | D | $0.00 · — to — | 41,894 Class A Common Stock | (F5) Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. (F3) Common Shares and APEUs otherwise issuable were withheld to satisfy tax obligations arising from the vesting events described in notes 1 and 2 above. |
| 6 | Derivative | AMC Preferred Equity Units | 2023-02-23 | A | A | 14,373 | $0.00 | 186,530 | D | $0.00 · — to — | 14,373 Class A Common Stock | (F5) Each APEU is a depositary share and represents an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU is designed to have the same economic and voting rights as a Common Share and trades on the NYSE under the symbol "APE". Each APEU is automatically convertible into one (1) Common Share upon an approval by the Issuer's stockholders to authorize sufficient additional Common Shares to permit the conversion of the then-outstanding APEUs. The APEUs have no expiration date. (F1) Shares of the Issuer's class A common stock ("Common Shares") and preferred equity units ("APEUs") were issued upon the vesting of certain Performance Stock Units ("PSUs") granted to the Reporting Person under the Issuer's 2013 Equity Incentive Plan ("EIP") pursuant to award agreements dated February 28, 2020, March 15, 2021, and March 2, 2022. The PSUs were granted subject to performance and service based vesting conditions. The PSUs vested based upon attainment of performance goals as certified by the Issuer's Compensation Committee of the Board of Directors (the "Committee") and the Reporting Person's continued employment. |
| 7 | Derivative | Restricted Stock Units | 2023-02-23 | A | A | 71,725 | $0.00 | 71,725 | D | $0.00 · — to — | 71,725 AMC Preferred Equity Units | (F7) Each restricted stock unit ("RSU") represents the right to receive one (1) APEU within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. |
| 8 | Derivative | Restricted Stock Units | 2023-02-23 | A | A | 39,924 | $0.00 | 39,924 | D | $0.00 · — to — | 39,924 Class A Common Stock | (F6) Each restricted stock unit ("RSU") represents the right to receive one (1) Common Share within 30 days following vesting. The RSUs were granted under the EIP by the Committee and one-third (1/3) of the total grant will vest in each of January 2024, 2025 and 2026, subject to continued employment. |