InsiderTrades

Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.

Accepted 2023-08-28 00:00:00 ET · period of report 2023-08-25 · accession 0001411579-23-000072 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2023-08-28 2023-08-25 AMC Goodman Sean D. EVP, CFO M - OptEx $0.00 +13.3K 28.3K +88% $0
DM 2023-08-28 2023-08-25 AMC Goodman Sean D. EVP, CFO M - OptEx $0.00 -405.5K 13.5K -97% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common CLASS A COMMON STOCK 2023-08-25 M A 13,259 $0.00 28,285 D — — (F8) Includes 1,766 shares of Common Stock received by the Reporting Person on August 28, 2023 in connection with the settlement by the Issuer of the action entitled In re AMC Entertainment Holdings, Inc. Stockholder Litigation, C.A. No. 2023-0215-MTZ. (F2) On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F9) Does not include Common Shares issuable upon future vesting of equity grants, including 51,878 Common Shares issuable based upon continued service and 51,878 Common Shares issuable upon attainment of performance goals at target, which, when combined with the ownership reported above, would represent a total of 132,041 equity interests.
2 Derivative RESTRICTED STOCK UNITS 2023-08-25 M A 19,798 $0.00 30,818 D $0.00 · — to — 19,798 CLASS A COMMON STOCK (F4) Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. (F2) On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F7) One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.
3 Derivative RESTRICTED STOCK UNITS 2023-08-25 M D 197,975 $0.00 0 D $0.00 · — to — 197,975 AMC PREFERRED EQUITY UNITS (F4) Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. (F7) One-third of RSUs will be eligible to vest in each of January 2024, 2025, and 2026, subject to continued employment.
4 Derivative AMC PREFERRED EQUITY UNITS 2023-08-25 M D 132,591 $0.00 0 D $0.00 · — to — 13,259 CLASS A COMMON STOCK (F3) Each AMC Preferred Equity Unit ("APEU") was a depositary share and represented an interest in one one-hundredth (1/100th) of a share of the Issuer's Series A Convertible Participating Preferred Stock. Each APEU was designed to have the same economic and voting rights as a share of Common Stock and traded on the NYSE under the symbol "APE". Each APEU was automatically convertible into Common Stock upon approval by Issuer's stockholders to authorize sufficient additional shares of Common Stock to permit the conversion of the then-outstanding APEUs. The APEUs had no expiration date.
5 Derivative RESTRICTED STOCK UNITS 2023-08-25 M D 37,773 $0.00 0 D $0.00 · — to — 37,773 AMC PREFERRED EQUITY UNITS (F4) Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. (F6) One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.
6 Derivative RESTRICTED STOCK UNITS 2023-08-25 M D 67,512 $0.00 0 D $0.00 · — to — 67,512 AMC PREFERRED EQUITY UNITS (F4) Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. (F5) The RSUs will be eligible to vest in January 2024, subject to continued employment.
7 Derivative RESTRICTED STOCK UNITS 2023-08-25 M A 3,778 $0.00 7,556 D $0.00 · — to — 3,778 CLASS A COMMON STOCK (F4) Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. (F2) On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F6) One-half of RSUs will be eligible to vest in each of January 2024 and 2025, subject to continued employment.
8 Derivative RESTRICTED STOCK UNITS 2023-08-25 M A 6,752 $0.00 13,504 D $0.00 · — to — 6,752 CLASS A COMMON STOCK (F4) Upon the conversion of APEUs into shares of Common Stock, all unvested restricted stock units granted under the Issuer's 2013 Equity Incentive Plan ("RSUs") that represented the right to receive APEUs upon vesting automatically became eligible receive shares of Common Stock upon vesting. (F2) On August 24, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") on its Common Stock. The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. (F5) The RSUs will be eligible to vest in January 2024, subject to continued employment.