Form 4 for NXPI NXP Semiconductors
Accepted 2023-09-18 00:00:00 ET · period of report 2023-09-15 · accession 0001413447-23-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-09-18 | 2023-09-15 | NXPI | Wuamett Jennifer | EVP, GC | S - Sale+OE | $199.80 | -11.4K | 31.2K | -27% | -$2.28M |
| D | 2023-09-18 | 2023-09-15 | NXPI | Wuamett Jennifer | EVP, GC | M - OptEx | $86.25 | +8,394 | 39.0K | +27% | +$724.0K |
| D | 2023-09-18 | 2023-09-15 | NXPI | Wuamett Jennifer | EVP, GC | M - OptEx | $0.00 | -8,394 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-09-15 | S | D | 1,933 | $201.54 | 27,569 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.83 to $201.91, inclusive. The reporting person undertakes to provide to NXP Semiconductors N.V., any security holder of NXP Semiconductors N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F6) The reported sale of 1,933 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2023. |
| 2 | Common | Common Stock | 2023-09-15 | S | D | 1,653 | $199.89 | 29,502 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.69 to $200.02, inclusive. The reporting person undertakes to provide to NXP Semiconductors N.V., any security holder of NXP Semiconductors N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F4) The reported sale of 1,653 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2023. |
| 3 | Common | Common Stock | 2023-09-15 | M | A | 8,394 | $86.25 | 38,963 | D | — | — | |
| 4 | Common | Common Stock | 2023-09-15 | S | D | 7,808 | $199.35 | 31,155 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.69 to $199.68, inclusive. The reporting person undertakes to provide to NXP Semiconductors N.V., any security holder of NXP Semiconductors N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F2) The reported sale of 7,808 shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 11, 2023. |
| 5 | Derivative | Stock Option (right to buy) | 2023-09-15 | M | D | 8,394 | $0.00 | 0 | D | $86.25 · — to 2025-12-07 | 8,394 Common Stock | (F7) The Stock Options vest at the rate of 25% per year on each anniversary of 10/29/2016 (subject to the terms of the reporting person's award agreement). |