Form 4/A for UVSP UNIVEST FINANCIAL Corp
Accepted 2023-03-29 00:00:00 ET · period of report 2023-03-15 · accession 0001415199-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-03-29 | 2023-03-15 | UVSP | SCHWEITZER JEFFREY M | Pres, CEO, Dir | M - OptEx | $0.00 | +19.3K | 83.3K | +30% | $0 |
| DA | 2023-03-29 | 2023-03-15 | UVSP | SCHWEITZER JEFFREY M | Pres, CEO, Dir | J - Other | $0.00 | +142 | 83.4K | +0.2% | $0 |
| DA | 2023-03-29 | 2023-03-15 | UVSP | SCHWEITZER JEFFREY M | Pres, CEO, Dir | F - Tax | $24.88 | -7,150 | 76.3K | -9% | -$177.9K |
| DMA | 2023-03-29 | 2023-03-15 | UVSP | SCHWEITZER JEFFREY M | Pres, CEO, Dir | A - Grant | $0.00 | +21.1K | 6,318 | New | $0 |
| DMA | 2023-03-29 | 2023-03-15 | UVSP | SCHWEITZER JEFFREY M | Pres, CEO, Dir | M - OptEx | $0.00 | -19.3K | 1,478 | -93% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common | 2023-03-15 | M | A | 1,649 | $0.00 | 69,109.40 | D | — | — | (F2) INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 2 | Common | Common | 2023-03-15 | J | A | 142 | $0.00 | 83,412.40 | D | — | — | (F4) ADDITIONAL SHARES AWARDED DUE TO EVALUATION OF PERFORMANCE FACTORS AFTER MEASUREMENT PERIOD. (F2) INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| 3 | Common | Common | 2023-03-15 | M | A | 1,478 | $0.00 | 67,460.40 | D | — | — | (F2) INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 4 | Common | Common | 2023-03-15 | F | D | 7,150 | $24.88 | 76,262.40 | D | — | — | (F2) INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| 5 | Common | Common | 2023-03-15 | M | A | 2,023 | $0.00 | 65,982.40 | D | — | — | (F2) INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 6 | Common | Common | 2023-03-15 | M | A | 14,161 | $0.00 | 83,270.40 | D | — | — | (F3) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. (F2) INCLUDES 18,572.3955 SHARES ACQUIRED THROUGH THE DIVIDEND REINVESTMENT PLAN AND EMPLOYEE STOCK PURCHASE PLAN. |
| 7 | Derivative | Performance Restricted Stock Units | 2023-03-15 | A | A | 14,740 | $0.00 | 14,740 | D | — · 2026-03-15 to 2026-03-15 | 14,740 Common | (F6) EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. (F7) THE PERFORMANCE-BASED RESTRICTED STOCK UNITS VEST ON THE THIRD ANNIVERSARY OF THE DATE OF THE GRANT AT WHICH POINT THE ACTUAL NUMBER OF SHARES TO BE AWARDED WILL BE DETERMINED BASED ON THE PERFORMANCE OF THE COMPANY DURING THE THREE YEAR PERIOD. THE RECIPIENT MAY RECEIVE UP TO 150% OF THE REPORTED RESTRICTED STOCK UNITS. |
| 8 | Derivative | Performance Restricted Stock Units | 2023-03-15 | M | D | 14,161 | $0.00 | 0 | D | — · 2023-03-15 to 2023-03-15 | 14,161 Common | (F3) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF PERFORMANCE-BASED RESTRICTED STOCK UNITS. |
| 9 | Derivative | Restricted Stock Units | 2023-03-15 | A | A | 6,318 | $0.00 | 6,318 | D | — · 2024-03-15 to 2026-03-15 | 6,318 Common | (F6) EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF COMMON STOCK UPON VESTING OF THE UNIT. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 10 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,649 | $0.00 | 3,298 | D | — · 2023-03-15 to 2025-03-15 | 1,649 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |
| 11 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 2,023 | $0.00 | 0 | D | — · 2021-03-15 to 2023-03-15 | 2,023 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. |
| 12 | Derivative | Restricted Stock Units | 2023-03-15 | M | D | 1,478 | $0.00 | 1,478 | D | — · 2022-03-15 to 2024-03-15 | 1,478 Common | (F1) REPRESENTS THE SETTLEMENT OF ONE SHARE OF COMMON STOCK UPON VESTING OF THE CORRESPONDING NUMBER OF RESTRICTED STOCK UNITS. (F5) RESTRICTED STOCK UNITS VEST AT 33.33% PER YEAR FOR THREE YEARS COMMENCING WITH THE EXERCISABLE DATE INDICATED ASSUMING CONTINUED EMPLOYMENT THROUGH THE VESTING DATE. |