Form 4 for NTRA Natera, Inc.
Accepted 2021-07-09 00:00:00 ET · period of report 2021-07-07 · accession 0001415889-21-003574 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-09 | 2021-07-08 | NTRA | Schueren Robert Alan | COO | S - Sale+OE | $113.34 | -2,032 | 25.2K | -7% | -$230.3K |
| DI | 2021-07-09 | 2021-07-01 | NTRA | Schueren Robert Alan | COO | G - Gift | $0.00 | -600 | 53.9K | -1% | $0 |
| D | 2021-07-09 | 2021-07-07 | NTRA | Schueren Robert Alan | COO | M - OptEx | — | +3,984 | 27.2K | +17% | — |
| D | 2021-07-09 | 2021-07-07 | NTRA | Schueren Robert Alan | COO | M - OptEx | $0.00 | -3,984 | 23.9K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-08 | S | D | 2,032 | $113.34 | 25,217 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.2411 to $113.34 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-07-01 | G | D | 600 | $0.00 | 53,863 | I Robert A Schueren & Deborah A Schueren Rev Trust | — | — | (F5) Represents a charitable contribution by the Reporting Person. (F6) Mr. Schueren is a trustee of the Robert A Schueren & Deborah A Schueren Rev Trust, and has voting and dispositive power with respect to the reported shares. Mr. Schueren disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
| 3 | Common | Common Stock | 2021-07-07 | M | A | 3,984 | — | 27,249 | D | — | — | (F1) Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting January 7, 2020. (F2) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. |
| 4 | Derivative | Restricted Stock Unit | 2021-07-07 | M | D | 3,984 | $0.00 | 23,907 | D | — · — to — | 3,984 Common Stock | (F2) Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. (F7) The RSUs vest over four years. 25% of the RSUs vested on January 7, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter. |