Form 4 for NTRA Natera, Inc.
Accepted 2021-07-13 00:00:00 ET · period of report 2021-07-09 · accession 0001415889-21-003597 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-07-13 | 2021-07-09+ | NTRA | Sheena Jonathan | Dir, CO-FOUNDER | S - Sale+OE | $121.09 | -6,916 | 455.6K | -1% | -$837.5K |
| DM | 2021-07-13 | 2021-07-09+ | NTRA | Sheena Jonathan | Dir, CO-FOUNDER | M - OptEx | $9.49 | +6,916 | 457.0K | +2% | +$65.7K |
| DM | 2021-07-13 | 2021-07-09+ | NTRA | Sheena Jonathan | Dir, CO-FOUNDER | M - OptEx | $0.00 | -6,916 | 40.4K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-12 | S | D | 168 | $122.68 | 455,630 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.17 to $123.03 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2021-07-12 | S | D | 1,201 | $121.30 | 455,798 | D | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.08 to $121.77 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-07-12 | M | A | 488 | $10.41 | 456,215 | D | — | — | |
| 4 | Common | Common Stock | 2021-07-12 | M | A | 32 | $9.59 | 455,727 | D | — | — | |
| 5 | Common | Common Stock | 2021-07-12 | M | A | 65 | $5.40 | 455,695 | D | — | — | |
| 6 | Common | Common Stock | 2021-07-09 | S | D | 5,547 | $121.00 | 455,630 | D | — | — | |
| 7 | Common | Common Stock | 2021-07-09 | M | A | 2,623 | $9.29 | 461,177 | D | — | — | |
| 8 | Common | Common Stock | 2021-07-09 | M | A | 2,200 | $10.41 | 458,554 | D | — | — | |
| 9 | Common | Common Stock | 2021-07-09 | M | A | 346 | $9.59 | 456,354 | D | — | — | |
| 10 | Common | Common Stock | 2021-07-09 | M | A | 378 | $5.40 | 456,008 | D | — | — | |
| 11 | Common | Common Stock | 2021-07-12 | M | A | 784 | $9.29 | 456,999 | D | — | — | |
| 12 | Derivative | Stock Option (right to buy) | 2021-07-09 | M | D | 2,200 | $0.00 | 36,168 | D | $10.41 · — to 2027-06-08 | 2,200 Common Stock | (F6) The option shares vested fully and became exercisable on March 21, 2021. |
| 13 | Derivative | Stock Option (right to buy) | 2021-07-09 | M | D | 346 | $0.00 | 40,432 | D | $9.59 · — to 2026-04-07 | 346 Common Stock | (F5) The option shares vested fully and became exercisable on April 1, 2020. |
| 14 | Derivative | Stock Option (right to buy) | 2021-07-09 | M | D | 378 | $0.00 | 1,580 | D | $5.40 · — to 2024-12-09 | 378 Common Stock | (F4) The option shares vested fully and became exercisable on November 20, 2019. |
| 15 | Derivative | Stock Option (right to buy) | 2021-07-09 | M | D | 2,623 | $0.00 | 18,830 | D | $9.29 · — to 2028-03-08 | 2,623 Common Stock | (F7) The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter. |
| 16 | Derivative | Common Stock | 2021-07-12 | M | D | 65 | $0.00 | 1,515 | D | $5.40 · — to 2024-12-09 | 65 Common Stock | (F4) The option shares vested fully and became exercisable on November 20, 2019. |
| 17 | Derivative | Common Stock | 2021-07-12 | M | D | 488 | $0.00 | 35,680 | D | $10.41 · — to 2027-06-08 | 488 Common Stock | (F6) The option shares vested fully and became exercisable on March 21, 2021. |
| 18 | Derivative | Common Stock | 2021-07-12 | M | D | 784 | $0.00 | 18,046 | D | $9.29 · — to 2028-03-08 | 784 Common Stock | (F7) The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019, and the remaining shares vest in 36 equal monthly installments thereafter. |
| 19 | Derivative | Common Stock | 2021-07-12 | M | D | 32 | $0.00 | 40,400 | D | $9.59 · — to 2026-04-07 | 32 Common Stock | (F5) The option shares vested fully and became exercisable on April 1, 2020. |