Form 4 for ECL Ecolab
Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-03 · accession 0001415889-21-003806 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-08-05 | 2021-08-03 | ECL | Kirkland Scott D | SVP, Corp. Ctrl | I - Discretionary | $402.21 | +162.83 | 1,250 | +15% | +$65.5K |
| D | 2021-08-05 | 2021-08-05 | ECL | Kirkland Scott D | SVP, Corp. Ctrl | M - OptEx | $71.54 | +2,800 | 6,122 | +84% | +$200.3K |
| D | 2021-08-05 | 2021-08-05 | ECL | Kirkland Scott D | SVP, Corp. Ctrl | S - Sale+OE | $217.67 | -2,800 | 3,322 | -46% | -$609.5K |
| D | 2021-08-05 | 2021-08-05 | ECL | Kirkland Scott D | SVP, Corp. Ctrl | M - OptEx | $71.54 | -2,800 | 0 | -100% | -$200.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-03 | I | A | 162.83 | $402.21 | 1,249.73 | I By Ecolab Savings Plan | — | — | (F1) Represents an intra-plan transfer of 162.83 UNITS into the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) at a price of $402.21 per UNIT. This is equivalent to the acquisition of approximately 298 shares of the Issuer's Common Stock at a price of $219.36 per share. The 1,249.732 UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan following this transaction include 9.216 UNITS acquired since the reporting person's last report. (The 1,249.732 UNITS are the equivalent of approximately 2,291 SHARES of the issuer's Common Stock.) |
| 2 | Common | Common Stock | 2021-08-05 | M | A | 2,800 | $71.54 | 6,122 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-05 | S | D | 2,800 | $217.67 | 3,322 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $217.470 to $217.970, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-05 | M | D | 2,800 | $71.54 | 0 | D | $71.54 · 2013-12-05 to 2022-12-05 | 2,800 Common Stock | (F3) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. |