Form 4 for NTRA Natera, Inc.
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-11 · accession 0001415889-21-003919 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-13 | 2021-08-11 | NTRA | Schueren Robert Alan | COO | M - OptEx | $13.01 | +1,281 | 26.5K | +5% | +$16.7K |
| D | 2021-08-13 | 2021-08-11 | NTRA | Schueren Robert Alan | COO | M - OptEx | $0.00 | -1,281 | 62.0K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-11 | M | A | 1,281 | $13.01 | 26,498 | D | — | — | (F1) No shares were sold by the Reporting Person and the shares received upon exercise of the stock option are subject to a Lock-Up Agreement that expires on September 19, 2021. The exercise of the option is a permissible exemption under the terms of the Lock-Up Letter Agreement. (F2) These reported shares are subject to restrictions in the Lock-Up Letter Agreement. |
| 2 | Derivative | Stock Option (right to buy) | 2021-08-11 | M | D | 1,281 | $0.00 | 62,039 | D | $13.01 · — to 2029-01-10 | 1,281 Common Stock | (F4) The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. |