Form 4 for ECL Ecolab
Accepted 2021-08-20 00:00:00 ET · period of report 2021-08-19 · accession 0001415889-21-004026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-20 | 2021-08-19+ | ECL | Mulhere Timothy P | EVP, Pres - Gbl INST | M - OptEx | $119.12 | +23.1K | 39.2K | +143% | +$2.75M |
| DM | 2021-08-20 | 2021-08-19+ | ECL | Mulhere Timothy P | EVP, Pres - Gbl INST | S - Sale+OE | $221.35 | -23.1K | 19.0K | -55% | -$5.11M |
| DM | 2021-08-20 | 2021-08-19+ | ECL | Mulhere Timothy P | EVP, Pres - Gbl INST | M - OptEx | $0.00 | -23.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-19 | M | A | 2,877 | $119.12 | 21,844.39 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-20 | S | D | 20,194 | $221.40 | 18,967.39 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.85, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| 3 | Common | Common Stock | 2021-08-20 | M | A | 20,194 | $119.12 | 39,161.39 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-19 | S | D | 2,877 | $221.00 | 18,967.39 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.03, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| 5 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-19 | M | D | 2,877 | $0.00 | 20,194 | D | $119.12 · 2016-12-02 to 2025-12-02 | 2,877 Common Stock | (F4) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2021-08-20 | M | D | 20,194 | $0.00 | 0 | D | $119.12 · 2016-12-02 to 2025-12-02 | 20,194 Common Stock | (F4) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant. |