Form 4 for NTRA Natera, Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-02 · accession 0001415889-21-004258 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-03 | 2021-09-02 | NTRA | Cozzens Todd C | Dir | M - OptEx | $10.04 | +24.5K | 15.7K | New | +$245.7K |
| DM | 2021-09-03 | 2021-09-02 | NTRA | Cozzens Todd C | Dir | S - Sale+OE | $121.74 | -24.3K | 23.9K | -50% | -$2.95M |
| DM | 2021-09-03 | 2021-09-02 | NTRA | Cozzens Todd C | Dir | M - OptEx | $0.00 | -24.5K | 591 | -98% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-02 | M | A | 11,169 | $11.80 | 26,892 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-02 | M | A | 10,578 | $10.41 | 37,470 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-02 | S | D | 8,841 | $120.96 | 28,629 | D | — | — | (F1) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.48 to $121.42 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 4 | Common | Common Stock | 2021-09-02 | S | D | 10,666 | $121.96 | 17,963 | D | — | — | (F2) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.50 to $122.49 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2021-09-02 | M | A | 2,733 | $1.39 | 15,723 | D | — | — | |
| 6 | Common | Common Stock | 2021-09-02 | S | D | 4,764 | $122.71 | 23,865 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.50 to $123.1050 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Derivative | Stock Option (right to buy) | 2021-09-02 | M | D | 11,169 | $0.00 | 0 | D | $11.80 · — to 2026-06-09 | 11,169 Common Stock | (F5) The option shares vested fully and became exercisable on May 23, 2017. |
| 8 | Derivative | Stock Option (right to buy) | 2021-09-02 | M | D | 2,733 | $0.00 | 0 | D | $1.39 · — to 2023-04-17 | 2,733 Common Stock | (F4) The option shares vested fully and became exercisable on March 21, 2021. |
| 9 | Derivative | Stock Option (right to buy) | 2021-09-02 | M | D | 10,578 | $0.00 | 591 | D | $10.41 · — to 2027-06-08 | 10,578 Common Stock | (F6) The option shares vested fully and became exercisable on May 16, 2018. |