Form 4 for AXON Axon Enterprise
Accepted 2021-09-09 00:00:00 ET · period of report 2021-09-09 · accession 0001415889-21-004320 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-09 | 2021-09-09 | AXON | SMITH PATRICK W | CEO, Dir | A - Grant | $0.00 | +25 | 430.5K | +0.0% | $0 |
| D | 2021-09-09 | 2021-09-09 | AXON | SMITH PATRICK W | CEO, Dir | F - Tax | $181.15 | -10 | 430.5K | -0.0% | -$1,812 |
| D | 2021-09-09 | 2021-09-09 | AXON | SMITH PATRICK W | CEO, Dir | A - Grant | $0.00 | +2.65M | 4.24M | +167% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | A | A | 25 | $0.00 | 430,526 | D | — | — | (F2) The number of shares reported as beneficially owned by the reporting person following the transactions reported on this form has been increased by 23,000 shares following the discovery of an administrative error in two Form 4s filed by the reporting person. One of these forms was filed in 2009 and the other was filed in 2010. As a result of this administrative error, the number of shares reported as beneficially owned by the reporting person has been understated by 23,000 shares since 2010. The transactions reported in the referenced forms from 2009 and 2010 were correctly reported. |
| 2 | Common | Common Stock | 2021-09-09 | F | D | 10 | $181.15 | 430,516 | D | — | — | |
| 3 | Derivative | Employee Stock Option | 2021-09-09 | A | A | 2,652,440 | $0.00 | 4,243,904 | D | $28.58 · 2021-09-09 to 2028-02-28 | 2,652,440 Common Stock |