Form 4 for ECL Ecolab
Accepted 2021-09-10 00:00:00 ET · period of report 2021-09-08 · accession 0001415889-21-004342 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-10 | 2021-09-08 | ECL | REICH VICTORIA | Dir | S - Sale+OE | $229.00 | -4,500 | 21.2K | -17% | -$1.03M |
| DM | 2021-09-10 | 2021-09-08 | ECL | REICH VICTORIA | Dir | M - OptEx | $78.41 | +4,500 | 22.5K | +25% | +$352.9K |
| DM | 2021-09-10 | 2021-09-08 | ECL | REICH VICTORIA | Dir | M - OptEx | $0.00 | -4,500 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-08 | S | D | 4,500 | $229.00 | 21,218.48 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $229.000 to $229.035, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-09-08 | M | A | 3,200 | $84.27 | 25,718.48 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-08 | M | A | 1,300 | $64.00 | 22,518.48 | D | — | — | |
| 4 | Derivative | Non-Employee Director Stock Option (Right to Buy) | 2021-09-08 | M | D | 3,200 | $0.00 | 0 | D | $84.27 · 2013-08-02 to 2023-05-02 | 3,200 Common Stock | (F2) The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date. |
| 5 | Derivative | Non-Employee Director Stock Option (Right to Buy) | 2021-09-08 | M | D | 1,300 | $0.00 | 0 | D | $64.00 · 2012-08-03 to 2022-05-03 | 1,300 Common Stock | (F2) The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date. |