Form 4 for NTRA Natera, Inc.

Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0001415889-21-004375 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-09-13	2021-09-09	NTRA	RABINOWITZ DANIEL	SEC. AND CLO	M - OptEx	—	+1,771	51.1K	+4%	—
D	2021-09-13	2021-09-10	NTRA	RABINOWITZ DANIEL	SEC. AND CLO	S - Sale+OE	$119.53	-890	50.2K	-2%	-$106.4K
D	2021-09-13	2021-09-09	NTRA	RABINOWITZ DANIEL	SEC. AND CLO	M - OptEx	$0.00	-1,771	3,542	-33%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-09-09	M	A	1,771	—	51,119	D	—	—	(F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
2	Common	Common Stock	2021-09-10	S	D	890	$119.53	50,229	D	—	—	(F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of these shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. (F3) These reported shares are subject to restrictions in the Lock-Up Letter Agreement.
3	Derivative	Restricted Stock Unit	2021-09-09	M	D	1,771	$0.00	3,542	D	— · — to —	1,771 Common Stock	(F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F4) The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter.