Form 4 for NTRA Natera, Inc.
Accepted 2021-09-13 00:00:00 ET · period of report 2021-09-09 · accession 0001415889-21-004376 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-13 | 2021-09-09 | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | M - OptEx | — | +2,818 | 582.9K | +0.5% | — |
| D | 2021-09-13 | 2021-09-10 | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | S - Sale+OE | $119.53 | -876 | 582.1K | -0.2% | -$104.7K |
| D | 2021-09-13 | 2021-09-09 | NTRA | Rabinowitz Matthew | EXECUTIVE COB, Dir | M - OptEx | $0.00 | -2,818 | 5,637 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-09 | M | A | 2,818 | — | 582,944 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| 2 | Common | Common Stock | 2021-09-10 | S | D | 876 | $119.53 | 582,068 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. The Reporting Person is subject to a Lock-up Letter Agreement that expires on September 19, 2021. The sale of these shares is a permissible exemption under the terms of the Lock-Up Letter Agreement. (F3) These reported shares are subject to restrictions in the Lock-Up Letter Agreement. |
| 3 | Derivative | Restricted Stock Unit | 2021-09-09 | M | D | 2,818 | $0.00 | 5,637 | D | — · — to — | 2,818 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F6) The RSUs vest over four years. 25% of the RSUs vested on March 9, 2019 and the remaining shares vest in 12 equal quarterly installments thereafter. |