Form 4 for ECL Ecolab
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-14 · accession 0001415889-21-004395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-14 | ECL | BAKER DOUGLAS M JR | EXEC COB, Dir | S - Sale+OE | $223.54 | -173.0K | 624.1K | -22% | -$38.68M |
| D | 2021-09-15 | 2021-09-14 | ECL | BAKER DOUGLAS M JR | EXEC COB, Dir | M - OptEx | $119.12 | +173.0K | 797.0K | +28% | +$20.61M |
| D | 2021-09-15 | 2021-09-14 | ECL | BAKER DOUGLAS M JR | EXEC COB, Dir | M - OptEx | $0.00 | -173.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-14 | S | D | 144 | $224.23 | 623,927 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $224.215 to $224.240, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-09-14 | M | A | 173,036 | $119.12 | 796,963 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-14 | S | D | 172,892 | $223.54 | 624,071 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $223.215 to $224.210, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-09-14 | M | D | 173,036 | $0.00 | 0 | D | $119.12 · 2016-12-02 to 2025-12-02 | 173,036 Common Stock | (F4) The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the grant. |