Form 4 for NTRA Natera, Inc.
Accepted 2021-09-29 00:00:00 ET · period of report 2021-09-27 · accession 0001415889-21-004611 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-29 | 2021-09-28 | NTRA | Schueren Robert Alan | COO | S - Sale+OE | $109.72 | -1,431 | 23.2K | -6% | -$157.0K |
| D | 2021-09-29 | 2021-09-27 | NTRA | Schueren Robert Alan | COO | M - OptEx | — | +2,749 | 24.6K | +13% | — |
| D | 2021-09-29 | 2021-09-27 | NTRA | Schueren Robert Alan | COO | M - OptEx | $0.00 | -2,749 | 27.5K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-28 | S | D | 50 | $108.53 | 24,596 | D | — | — | (F3) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. |
| 2 | Common | Common Stock | 2021-09-27 | M | A | 2,749 | — | 24,646 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F2) Excludes 6,222 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. |
| 3 | Common | Common Stock | 2021-09-28 | S | D | 1,381 | $109.76 | 23,215 | D | — | — | (F3) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. |
| 4 | Derivative | Restricted Stock Unit | 2021-09-27 | M | D | 2,749 | $0.00 | 27,495 | D | — · — to — | 2,749 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F5) The RSUs vest over four years. 25% of the RSUs vested on March 27, 2021 and the remaining shares vest in 12 equal quarterly installments thereafter. |