Form 4 for AXON Axon Enterprise
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-14 · accession 0001415889-21-004903 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-18 | 2021-10-14+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $180.92 | +56.9K | 479.0K | +13% | +$10.30M |
| DM | 2021-10-18 | 2021-10-14+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $181.26 | -34.8K | 435.9K | -7% | -$6.30M |
| DM | 2021-10-18 | 2021-10-14+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -56.9K | 4.19M | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-14 | M | A | 7,046 | $179.03 | 437,562 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-15 | M | A | 6,833 | $177.94 | 444,395 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-15 | S | D | 3,330 | $180.08 | 441,065 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-10-14 | S | D | 860 | $180.19 | 440,205 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-10-15 | S | D | 832 | $180.08 | 439,373 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2021-10-18 | S | D | 5,262 | $182.41 | 452,666 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2021-10-18 | M | A | 43,046 | $181.70 | 478,978 | D | — | — | |
| 8 | Common | Common Stock | 2021-10-18 | S | D | 4,203 | $180.66 | 474,775 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2021-10-18 | S | D | 15,437 | $181.55 | 459,338 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2021-10-18 | S | D | 1,410 | $182.41 | 457,928 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $182.00 to $182.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2021-10-14 | S | D | 3,441 | $180.19 | 435,932 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Derivative | Employee Stock Option | 2021-10-15 | M | D | 6,833 | $0.00 | 4,230,025 | D | $28.58 · 2020-12-31 to 2028-02-28 | 6,833 Common Stock | |
| 13 | Derivative | Employee Stock Option | 2021-10-14 | M | D | 7,046 | $0.00 | 4,236,858 | D | $28.58 · 2020-12-31 to 2028-02-28 | 7,046 Common Stock | |
| 14 | Derivative | Employee Stock Option | 2021-10-18 | M | D | 43,046 | $0.00 | 4,186,979 | D | $28.58 · 2020-12-31 to 2028-02-28 | 43,046 Common Stock |