Form 4 for AGX ARGAN INC
Accepted 2021-10-20 00:00:00 ET · period of report 2021-10-18 · accession 0001415889-21-004924 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-10-20 | 2021-10-18 | AGX | Griffin William F Jr | Dir, GEMMA, NON-EXECUTIVE COB | A - Grant | $18.87 | +10.0K | 216.2K | +5% | +$188.7K |
| DI | 2021-10-20 | 2021-10-18 | AGX | Griffin William F Jr | Dir, GEMMA, NON-EXECUTIVE COB | D - Sale to Iss | $44.25 | -10.0K | 206.2K | -5% | -$442.5K |
| D | 2021-10-20 | 2021-10-18 | AGX | Griffin William F Jr | Dir, GEMMA, NON-EXECUTIVE COB | M - OptEx | $0.00 | -10.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-18 | A | A | 10,000 | $18.87 | 216,150 | I By William F Griffin Jr Revocable Trust U/A DTD FBO 12/09/04 | — | — | (F1) On October 18, 2021, the Reporting person exercised his option to purchase 10,000 shares of the Issuer's common stock at price of $18.87 per share. |
| 2 | Common | Common Stock | 2021-10-18 | D | D | 10,000 | $44.25 | 206,150 | I By William F Griffin Jr Revocable Trust U/A DTD FBO 12/09/04 | — | — | (F2) On October 18, 2021, the Reporting Person sold 10,000 shares of the Issuer's common stock on the open market at a price of $44.25 per share. |
| 3 | Derivative | Option to Purchase Common Stock | 2021-10-18 | M | D | 10,000 | $0.00 | 0 | D | $18.87 · 2013-12-23 to 2022-12-23 | 10,000 Common Stock |