Form 4 for AXON Axon Enterprise
Accepted 2021-10-26 00:00:00 ET · period of report 2021-10-22 · accession 0001415889-21-004978 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-26 | 2021-10-22+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $181.51 | -129.0K | 595.8K | -18% | -$23.41M |
| DM | 2021-10-26 | 2021-10-22+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $180.79 | +211.4K | 603.5K | +54% | +$38.22M |
| DM | 2021-10-26 | 2021-10-22+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -211.4K | 3.75M | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-26 | S | D | 14,862 | $182.61 | 624,677 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-10-26 | S | D | 1,500 | $183.18 | 623,177 | D | — | — | (F14) The transaction was executed in multiple trades at prices ranging from $183.00 to $183.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-10-22 | S | D | 11,830 | $182.43 | 568,327 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $182.00 to $182.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-10-22 | S | D | 1,159 | $183.18 | 567,168 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $183.01 to $184.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-10-22 | S | D | 1,140 | $184.58 | 566,028 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $184.11 to $185.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2021-10-22 | S | D | 929 | $185.31 | 565,099 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $185.13 to $185.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2021-10-25 | M | A | 71,420 | $179.80 | 636,519 | D | — | — | |
| 8 | Common | Common Stock | 2021-10-25 | S | D | 8,695 | $180.60 | 627,824 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2021-10-25 | S | D | 8,243 | $180.60 | 619,581 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2021-10-25 | S | D | 10,343 | $181.27 | 609,238 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $181.00 to $181.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 11 | Common | Common Stock | 2021-10-25 | S | D | 11,074 | $182.58 | 598,164 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $182.00 to $182.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2021-10-25 | S | D | 4,921 | $183.15 | 593,243 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $183.00 to $183.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2021-10-25 | S | D | 200 | $184.67 | 593,043 | D | — | — | |
| 14 | Common | Common Stock | 2021-10-26 | M | A | 77,254 | $180.20 | 670,297 | D | — | — | |
| 15 | Common | Common Stock | 2021-10-26 | S | D | 9,424 | $180.31 | 660,873 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Common | Common Stock | 2021-10-26 | S | D | 14,966 | $180.31 | 645,907 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 17 | Common | Common Stock | 2021-10-26 | S | D | 6,368 | $181.30 | 639,539 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $181.00 to $181.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 18 | Common | Common Stock | 2021-10-22 | S | D | 15,326 | $181.38 | 580,157 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 19 | Common | Common Stock | 2021-10-22 | M | A | 62,716 | $182.65 | 603,500 | D | — | — | |
| 20 | Common | Common Stock | 2021-10-22 | S | D | 337 | $180.48 | 595,483 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 21 | Common | Common Stock | 2021-10-22 | S | D | 7,680 | $180.48 | 595,820 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 22 | Derivative | Employee Stock Option | 2021-10-25 | M | D | 71,420 | $0.00 | 3,826,049 | D | $28.58 · 2020-12-31 to 2028-02-28 | 71,420 Common Stock | |
| 23 | Derivative | Employee Stock Option | 2021-10-22 | M | D | 62,716 | $0.00 | 3,897,469 | D | $28.58 · 2020-12-31 to 2028-02-28 | 62,716 Common Stock | |
| 24 | Derivative | Employee Stock Option | 2021-10-26 | M | D | 77,254 | $0.00 | 3,748,795 | D | $28.58 · 2020-12-31 to 2028-02-28 | 77,254 Common Stock |