Form 4 for NTRA Natera, Inc.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001415889-21-005056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | NTRA | Schueren Robert Alan | COO | M - OptEx | $13.01 | +6,000 | 27.9K | +27% | +$78.1K |
| DM | 2021-11-03 | 2021-11-01 | NTRA | Schueren Robert Alan | COO | S - Sale+OE | $120.00 | -12.0K | 21.9K | -35% | -$1.44M |
| D | 2021-11-03 | 2021-11-01 | NTRA | Schueren Robert Alan | COO | M - OptEx | $0.00 | -6,000 | 54.8K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | M | A | 6,000 | $13.01 | 27,897 | D | — | — | (F1) Excludes 1,281 shares previously reported as owned directly which have been transferred to the Robert A Schueren & Deborah A Schueren Rev Trust. |
| 2 | Common | Common Stock | 2021-11-01 | S | D | 6,000 | $120.00 | 15,897 | D | — | — | (F2) The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021. (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.09 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-11-01 | S | D | 6,000 | $120.00 | 21,897 | D | — | — | (F2) The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021. |
| 4 | Derivative | Stock Option (right to buy) | 2021-11-01 | M | D | 6,000 | $0.00 | 54,758 | D | $13.01 · — to 2029-01-10 | 6,000 Common Stock | (F5) The option shares vest over four years. 25% of the option shares vested and became exercisable on January 7, 2020 and the remaining shares vest in 36 equal monthly installments thereafter. |