Form 4 for AXON Axon Enterprise
Accepted 2021-11-05 00:00:00 ET · period of report 2021-11-03 · accession 0001415889-21-005092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-05 | 2021-11-03+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $183.57 | -141.8K | 767.8K | -16% | -$26.02M |
| DM | 2021-11-05 | 2021-11-03+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $183.96 | +232.2K | 778.5K | +43% | +$42.72M |
| DM | 2021-11-05 | 2021-11-03+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -232.2K | 3.36M | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-04 | S | D | 17,819 | $184.15 | 749,976 | D | — | — | (F8) The transaction was executed in multiple trades at prices ranging from $183.89 to $184.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-11-04 | S | D | 1,622 | $185.02 | 748,354 | D | — | — | (F9) The transaction was executed in multiple trades at prices ranging from $184.91 to $185.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-11-04 | S | D | 6,840 | $186.18 | 741,514 | D | — | — | (F10) The transaction was executed in multiple trades at prices ranging from $185.96 to $186.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-11-04 | S | D | 1,520 | $187.12 | 739,994 | D | — | — | (F11) The transaction was executed in multiple trades at prices ranging from $186.96 to $187.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-11-05 | M | A | 87,198 | $182.64 | 827,192 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-05 | S | D | 10,632 | $182.38 | 816,560 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $181.78 to $182.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2021-11-05 | S | D | 6,817 | $182.38 | 809,743 | D | — | — | (F12) The transaction was executed in multiple trades at prices ranging from $181.78 to $182.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2021-11-05 | S | D | 30,642 | $183.33 | 779,101 | D | — | — | (F13) The transaction was executed in multiple trades at prices ranging from $182.78 to $183.775. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 9 | Common | Common Stock | 2021-11-05 | S | D | 5,069 | $183.84 | 774,032 | D | — | — | (F14) The transaction was executed in multiple trades at prices ranging from $183.78 to $184.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Common | Common Stock | 2021-11-03 | M | A | 81,765 | $184.91 | 765,329 | D | — | — | |
| 11 | Common | Common Stock | 2021-11-03 | S | D | 6,965 | $181.79 | 758,364 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $181.19 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 12 | Common | Common Stock | 2021-11-03 | S | D | 15,446 | $182.61 | 742,918 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $182.19 to $183.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 13 | Common | Common Stock | 2021-11-03 | S | D | 9,151 | $183.65 | 733,767 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $183.20 to $184.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 14 | Common | Common Stock | 2021-11-03 | S | D | 8,474 | $184.58 | 725,293 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $184.20 to $185.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 15 | Common | Common Stock | 2021-11-03 | S | D | 10,009 | $184.58 | 715,284 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $184.20 to $185.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 16 | Common | Common Stock | 2021-11-04 | M | A | 63,260 | $184.54 | 778,544 | D | — | — | |
| 17 | Common | Common Stock | 2021-11-04 | S | D | 7,710 | $183.50 | 770,834 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $182.88 to $183.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 18 | Common | Common Stock | 2021-11-04 | S | D | 3,039 | $183.50 | 767,795 | D | — | — | (F7) The transaction was executed in multiple trades at prices ranging from $182.88 to $183.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 19 | Derivative | Employee Stock Option | 2021-11-03 | M | D | 81,765 | $0.00 | 3,511,395 | D | $28.58 · 2021-03-31 to 2028-02-28 | 81,765 Common Stock | |
| 20 | Derivative | Employee Stock Option | 2021-11-04 | M | D | 63,260 | $0.00 | 3,448,135 | D | $28.58 · 2021-03-31 to 2028-02-28 | 63,260 Common Stock | |
| 21 | Derivative | Employee Stock Option | 2021-11-05 | M | D | 87,198 | $0.00 | 3,360,937 | D | $28.58 · 2021-03-31 to 2028-02-28 | 87,198 Common Stock |