Form 4 for AXON Axon Enterprise
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001415889-21-005128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-10 | 2021-11-08+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $180.59 | -2,216 | 775.6K | -0.3% | -$400.2K |
| DM | 2021-11-10 | 2021-11-08+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $176.63 | +3,656 | 775.7K | +0.5% | +$645.7K |
| DM | 2021-11-10 | 2021-11-08+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -3,656 | 3.36M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-09 | S | D | 160 | $180.04 | 775,472 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $180.02 to $180.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-11-08 | S | D | 200 | $182.11 | 775,342 | D | — | — | (F5) The transaction was executed in multiple trades at prices ranging from $182.10 to $182.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-11-08 | S | D | 400 | $181.46 | 775,542 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $181.07 to $182.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Common | Common Stock | 2021-11-08 | S | D | 1,013 | $180.20 | 775,942 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-11-08 | S | D | 403 | $180.20 | 776,955 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Common | Common Stock | 2021-11-08 | M | A | 3,326 | $176.65 | 777,358 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-09 | S | D | 40 | $180.04 | 775,632 | D | — | — | (F6) The transaction was executed in multiple trades at prices ranging from $180.02 to $180.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2021-11-09 | M | A | 330 | $176.40 | 775,672 | D | — | — | |
| 9 | Derivative | Employee Stock Option | 2021-11-08 | M | D | 3,326 | $0.00 | 3,357,611 | D | $28.58 · 2021-03-31 to 2028-02-28 | 3,326 Common Stock | |
| 10 | Derivative | Employee Stock Option | 2021-11-09 | M | D | 330 | $0.00 | 3,357,281 | D | $28.58 · 2021-03-31 to 2028-02-28 | 330 Common Stock |