Form 4 for DGII DIGI INTERNATIONAL INC
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001415889-21-005394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-18 | DGII | Roberts Tracy L. | VP, TECHNOLOGY SERVICES | S - Sale+OE | $23.94 | -40.0K | 50.0K | -44% | -$957.6K |
| DM | 2021-11-22 | 2021-11-18 | DGII | Roberts Tracy L. | VP, TECHNOLOGY SERVICES | M - OptEx | $10.74 | +40.0K | 90.0K | +80% | +$429.7K |
| DM | 2021-11-22 | 2021-11-18 | DGII | Roberts Tracy L. | VP, TECHNOLOGY SERVICES | M - OptEx | $0.00 | -40.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | S | D | 40,000 | $23.94 | 50,033.31 | D | — | — | (F2) Reflects the weighted average price of 40,000 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 18, 2021 with sale prices ranging from $23.64 to $24.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2021-11-18 | M | A | 15,000 | $10.63 | 65,033.31 | D | — | — | (F1) Includes 423.033 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between December 29, 2020 and September 30, 2021. |
| 3 | Common | Common Stock | 2021-11-18 | M | A | 25,000 | $10.81 | 90,033.31 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2021-11-18 | M | D | 15,000 | $0.00 | 0 | D | $10.63 · — to 2021-11-22 | 15,000 Common Stock | (F3) Fully vested. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2021-11-18 | M | D | 25,000 | $0.00 | 0 | D | $10.81 · — to 2023-11-20 | 25,000 Common Stock | (F3) Fully vested. |