Form 4 for AXON Axon Enterprise
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-24 · accession 0001415889-21-005557 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-29 | 2021-11-24+ | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $180.10 | -78.5K | 2.18M | -3% | -$14.13M |
| DM | 2021-11-29 | 2021-11-24+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $179.65 | +128.3K | 2.21M | +6% | +$23.05M |
| DM | 2021-11-29 | 2021-11-24+ | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -128.3K | 1.45M | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-24 | S | D | 27,718 | $180.05 | 2,182,179 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-11-24 | S | D | 6,930 | $180.05 | 2,175,249 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2021-11-26 | M | A | 7,457 | $177.20 | 2,182,706 | D | — | — | |
| 4 | Common | Common Stock | 2021-11-26 | S | D | 907 | $180.07 | 2,178,171 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Common Stock | 2021-11-29 | M | A | 64,245 | $179.75 | 2,242,416 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-29 | S | D | 31,433 | $180.15 | 2,210,983 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 7 | Common | Common Stock | 2021-11-29 | S | D | 7,858 | $180.15 | 2,203,125 | D | — | — | (F4) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 8 | Common | Common Stock | 2021-11-24 | M | A | 56,619 | $179.86 | 2,209,897 | D | — | — | |
| 9 | Common | Common Stock | 2021-11-26 | S | D | 3,628 | $180.07 | 2,179,078 | D | — | — | (F3) The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 10 | Derivative | Employee Stock Option | 2021-11-29 | M | D | 64,245 | $0.00 | 1,390,214 | D | $28.58 · 2021-06-30 to 2028-02-28 | 64,245 Common Stock | |
| 11 | Derivative | Employee Stock Option | 2021-11-24 | M | D | 56,619 | $0.00 | 1,461,916 | D | $28.58 · 2021-06-30 to 2028-02-28 | 56,619 Common Stock | |
| 12 | Derivative | Employee Stock Option | 2021-11-26 | M | D | 7,457 | $0.00 | 1,454,459 | D | $28.58 · 2021-06-30 to 2028-02-28 | 7,457 Common Stock |