Form 4 for AXON Axon Enterprise
Accepted 2021-12-02 00:00:00 ET · period of report 2021-11-30 · accession 0001415889-21-005647 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-02 | 2021-11-30 | AXON | SMITH PATRICK W | CEO, Dir | S - Sale+OE | $180.30 | -7,881 | 2.21M | -0.4% | -$1.42M |
| D | 2021-12-02 | 2021-11-30 | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $168.79 | +13.2K | 2.22M | +0.6% | +$2.23M |
| D | 2021-12-02 | 2021-12-02 | AXON | SMITH PATRICK W | CEO, Dir | F - Tax | $159.36 | -2 | 2.21M | -0.0% | -$318.72 |
| D | 2021-12-02 | 2021-12-02 | AXON | SMITH PATRICK W | CEO, Dir | A - Grant | $0.00 | +5 | 2.21M | +0.0% | $0 |
| D | 2021-12-02 | 2021-11-30 | AXON | SMITH PATRICK W | CEO, Dir | M - OptEx | $0.00 | -13.2K | 1.38M | -1.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-30 | S | D | 6,305 | $180.30 | 2,210,053 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-11-30 | M | A | 13,233 | $168.79 | 2,216,358 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-02 | F | D | 2 | $159.36 | 2,208,480 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-02 | A | A | 5 | $0.00 | 2,208,482 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-30 | S | D | 1,576 | $180.30 | 2,208,477 | D | — | — | (F2) The transaction was executed in multiple trades at prices ranging from $180.01 to $180.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Employee Stock Option | 2021-11-30 | M | D | 13,233 | $0.00 | 1,376,981 | D | $28.58 · 2021-06-30 to 2028-02-28 | 13,233 Common Stock |