Form 4 for HRZN Horizon Technology Finance Corp
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-06 · accession 0001415889-21-005736 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-07 | 2021-12-06 | HRZN | Pomeroy Robert D. Jr. | CEO, Dir | P - Purchase | $16.13 | +600 | 6,448 | +10% | +$9,678 |
| 2021-12-07 | 2021-12-06 | HRZN | Pomeroy Robert D. Jr. | CEO, Dir | P - Purchase | $16.11 | +2,500 | 146.2K | +2% | +$40.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | P | A | 600 | $16.13 | 6,448 | I As custodian for grandhildren | — | — | (F1) The price reported in Column 4 is a weighted average price as of the transaction date. These shares were purchased in multiple transactions at prices ranging from $16.12 to $16.14, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer |
| 2 | Common | Common Stock | 2021-12-06 | P | A | 2,500 | $16.11 | 146,244 | D | — | — |