Form 4 for NTRA Natera, Inc.

Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-04 · accession 0001415889-21-005764 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-12-07	2021-12-04	NTRA	RABINOWITZ DANIEL	SEC. AND CLO	M - OptEx	—	+6,250	57.6K	+12%	—
D	2021-12-07	2021-12-07	NTRA	RABINOWITZ DANIEL	SEC. AND CLO	S - Sale+OE	$91.99	-3,151	54.4K	-5%	-$289.9K
D	2021-12-07	2021-12-04	NTRA	RABINOWITZ DANIEL	SEC. AND CLO	M - OptEx	$0.00	-6,250	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-04	M	A	6,250	—	57,580	D	—	—	(F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.
2	Common	Common Stock	2021-12-07	S	D	3,151	$91.99	54,429	D	—	—	(F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1.
3	Derivative	Restricted Stock Unit	2021-12-04	M	D	6,250	$0.00	0	D	— · — to —	6,250 Common Stock	(F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. (F3) On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On December 4, 2021, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of common stock under the RSUs.