Form 4 for SMBK SMARTFINANCIAL INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-11-23 · accession 0001415889-21-006080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-11-23 | SMBK | Petty Gary Wayne Jr | EVP, CRO | D - Sale to Iss | $27.15 | -2,000 | 8,052 | -20% | -$54.3K |
| D | 2021-12-17 | 2021-11-23 | SMBK | Petty Gary Wayne Jr | EVP, CRO | M - OptEx | $21.61 | +2,000 | 10.1K | +25% | +$43.2K |
| D | 2021-12-17 | 2021-11-23 | SMBK | Petty Gary Wayne Jr | EVP, CRO | M - OptEx | $0.00 | -2,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Stock Apperception Right | 2021-11-23 | D | D | 2,000 | $27.15 | 8,052 | D | — | — | |
| 2 | Common | Stock Appreciation Right | 2021-11-23 | M | A | 2,000 | $21.61 | 10,052 | D | — | — | |
| 3 | Derivative | Stock Appreciation Right | 2021-11-23 | M | D | 2,000 | $0.00 | 0 | D | $21.61 · — to 2021-12-31 | 2,000 Common Stock | (F1) This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. |