Form 4 for SMBK SMARTFINANCIAL INC.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-08-27 · accession 0001415889-21-006081 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-08-27 | SMBK | Davis Gregory L. | EVP, Chief LENDING Off | D - Sale to Iss | $25.06 | -3,000 | 33.0K | -8% | -$75.2K |
| D | 2021-12-17 | 2021-08-27 | SMBK | Davis Gregory L. | EVP, Chief LENDING Off | M - OptEx | $21.61 | +3,000 | 36.0K | +9% | +$64.8K |
| D | 2021-12-17 | 2021-08-27 | SMBK | Davis Gregory L. | EVP, Chief LENDING Off | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Stock Appreciation Right | 2021-08-27 | D | D | 3,000 | $25.06 | 33,031 | D | — | — | |
| 2 | Common | Stock Appreciation Right | 2021-08-27 | M | A | 3,000 | $21.61 | 36,031 | D | — | — | |
| 3 | Derivative | Stock Appreciation Right | 2021-08-27 | M | D | 3,000 | $0.00 | 0 | D | $21.61 · — to 2021-12-31 | 3,000 Common Stock | (F1) This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. |