Form 4 for WLDN Willdan Group, Inc.
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001415889-21-006083 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-17 | 2021-12-15 | WLDN | WHITELAW PAUL MILTON | SVP, BUSINESS DEVELOPMENT | S - Sale+OE | $40.93 | -11.0K | 21.0K | -34% | -$450.3K |
| D | 2021-12-17 | 2021-12-15 | WLDN | WHITELAW PAUL MILTON | SVP, BUSINESS DEVELOPMENT | M - OptEx | $16.09 | +11.0K | 26.1K | +73% | +$177.0K |
| D | 2021-12-17 | 2021-12-15 | WLDN | WHITELAW PAUL MILTON | SVP, BUSINESS DEVELOPMENT | M - OptEx | $0.00 | +11.0K | 9,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-15 | S | D | 5,948 | $40.56 | 15,079 | D | — | — | (F3) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.98, inclusive. (F1) Includes 242 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2021. |
| 2 | Common | Common Stock | 2021-12-15 | S | D | 5,052 | $41.37 | 21,027 | D | — | — | (F2) The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.59, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) and footnote (3). (F1) Includes 242 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2021. |
| 3 | Common | Common Stock | 2021-12-15 | M | A | 11,000 | $16.09 | 26,079 | D | — | — | (F1) Includes 242 shares of Common Stock purchased under the Amended and Restated Willdan Group, Inc. 2006 Employee Stock Purchase Plan on June 30, 2021. |
| 4 | Derivative | Stock Options (Right to Buy) | 2021-12-15 | M | A | 11,000 | $0.00 | 9,000 | D | $16.09 · — to 2026-11-02 | 11,000 Common Stock | (F4) Stock options granted under the Willdan Group, Inc. Amended and Restated 2008 Performance Incentive Plan, which vested in three equal installments on each of November 2, 2017, November 2, 2018 and November 2, 2019. |