Form 4 for BWB Bridgewater Bancshares Inc
Accepted 2021-12-23 00:00:00 ET · period of report 2021-12-22 · accession 0001415889-21-006210 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-23 | 2021-12-22 | BWB | Baack Jerry J. | Pres, CEO, Dir | M - OptEx | $3.00 | +35.0K | 1.22M | +3% | +$105.0K |
| D | 2021-12-23 | 2021-12-22 | BWB | Baack Jerry J. | Pres, CEO, Dir | X - OptEx | $0.00 | -35.0K | 65.0K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-22 | M | A | 35,000 | $3.00 | 1,223,804 | D | — | — | |
| 2 | Derivative | Option to buy | 2021-12-22 | X | D | 35,000 | $0.00 | 65,000 | D | $3.00 · — to 2023-12-31 | 35,000 Common Stock | (F2) Options to buy granted under the 2012 Combined Incentive and Non-Statutory Stock Option Plan. (F3) Options exercisable in 20% increments on the first five anniversaries of the date of the grant which was 1/1/2014. |