Form 4 for CAPR CAPRICOR THERAPEUTICS, INC.
Accepted 2021-12-29 00:00:00 ET · period of report 2021-12-27 · accession 0001415889-21-006268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-29 | 2021-12-27 | CAPR | Musket David B | Dir | M - OptEx | $1.23 | +35.8K | 58.7K | +157% | +$43.9K |
| DM | 2021-12-29 | 2021-12-27 | CAPR | Musket David B | Dir | M - OptEx | $0.00 | -35.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-27 | M | A | 15,455 | $1.39 | 38,346 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-27 | M | A | 20,391 | $1.10 | 58,737 | D | — | — | |
| 3 | Derivative | Warrants (Right to Buy) | 2021-12-27 | M | D | 20,391 | $0.00 | 0 | D | $1.10 · 2019-12-17 to 2024-12-17 | 20,391 Common Stock | |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-12-27 | M | D | 15,455 | $0.00 | 0 | D | $1.39 · — to 2022-04-27 | 15,455 Common Stock | (F1) This option was granted on April 27, 2012 and was previously reported as covering 154,555 shares at an exercise price of $0.37 per share, but was adjusted to reflect a 1-for-10 reverse stock split that occurred on June 4, 2019 and a share reprice to $1.39 per share that occurred on February 12, 2020. (F2) The shares vested 1/48th of the first day of each month, commencing May 1, 2012. |