Form 4/A for OHI OMEGA HEALTHCARE INVESTORS INC
Accepted 2022-01-06 00:00:00 ET · period of report 2021-12-31 · accession 0001415889-22-000409 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2022-01-06 | 2021-12-31 | OHI | STEPHENSON ROBERT O | CFO | F - Tax | $29.59 | -5,933 | 241.4K | -2% | -$175.6K |
| DA | 2022-01-06 | 2021-12-31 | OHI | STEPHENSON ROBERT O | CFO | M - OptEx | $29.59 | +12.1K | 247.3K | +5% | +$356.8K |
| DMA | 2022-01-06 | 2021-12-31 | OHI | STEPHENSON ROBERT O | CFO | M - OptEx | $0.00 | -12.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 5,933 | $29.59 | 241,373 | D | — | — | (F2) Represents shares withheld from the common stock issued in respect of vested awards as payment of the associated income tax liability. |
| 2 | Common | Common Stock | 2021-12-31 | M | A | 12,057 | $29.59 | 247,306 | D | — | — | (F1) Represents 25% of the total Restricted Stock Units ("RSUs") earned based on the 2018-2020 performance period and vests into common stock or deferred common stock (at the election of the reporting person) at the end of each quarter of 2021, subject to continued employment and accelerated vesting upon certain events. |
| 3 | Derivative | Profits Interest Units | 2021-12-31 | M | D | 27,414 | $0.00 | 36,750 | D | — · — to — | 27,414 OP Units | (F3) Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. (F4) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. (F5) Represents 25% of the PIUs that vested into OP Units at the end of each calendar quarter in 2021 based on the performance for the 2018-2020 performance period, subject to continued employment and accelerated vesting under certain circumstances. |
| 4 | Derivative | Profits Interest Units | 2021-12-31 | M | D | 17,122 | $0.00 | 36,750 | D | — · — to — | 17,122 OP Units | (F3) Represents Profits Interest Units ("PIUs") in OHI Healthcare Properties Limited Partnership (the "Operating Partnership"), of which the Issuer is the general partner. Each PIU represents a contingent right to receive one unit of limited partnership interest (an "OP Unit") in the Operating Partnership upon vesting and the satisfaction of certain tax-driven economic requirements. (F4) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. (F6) Represents PIUs subject to 3-year, time-based vesting into OP Units that were granted in 2019, subject to continued employment and accelerated vesting under certain circumstances. (F7) Represents PIUs subject to 3-year, time-based vesting into OP Units that were granted in 2019, subject to continued employment and accelerated vesting under certain circumstances. |
| 5 | Derivative | OP Units | 2021-12-31 | M | A | 27,414 | $0.00 | 208,806 | D | — · — to — | 27,414 Common Stock | (F4) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. |
| 6 | Derivative | OP Units | 2021-12-31 | M | A | 17,122 | $0.00 | 225,128 | D | — · — to — | 17,122 Common Stock | (F4) Each OP Unit is redeemable at the election of the holder for cash equal to the then fair market value of one share of Issuer common stock, or at the Issuer's election, one share of Issuer common stock, subject to adjustment as set forth in the partnership agreement. The OP Units have no expiration date. |
| 7 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 12,057 | $0.00 | 0 | D | — · — to — | 12,057 Common Stock | (F1) Represents 25% of the total Restricted Stock Units ("RSUs") earned based on the 2018-2020 performance period and vests into common stock or deferred common stock (at the election of the reporting person) at the end of each quarter of 2021, subject to continued employment and accelerated vesting upon certain events. |