Form 4 for NTRA Natera, Inc.
Accepted 2022-01-06 00:00:00 ET · period of report 2022-01-04 · accession 0001415889-22-000440 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-06 | 2022-01-04 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | — | +9,375 | 56.9K | +20% | — |
| D | 2022-01-06 | 2022-01-05 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | S - Sale+OE | $82.61 | -4,995 | 51.9K | -9% | -$412.6K |
| D | 2022-01-06 | 2022-01-04 | NTRA | Chapman Steven Leonard | CEO AND Pres, Dir | M - OptEx | $0.00 | -9,375 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-04 | M | A | 9,375 | — | 56,906 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. |
| 2 | Common | Common Stock | 2022-01-05 | S | D | 4,995 | $82.61 | 51,911 | D | — | — | (F2) The sale of shares was effected in order to satisfy tax withholding and remittance obligations in connection with the vesting of RSUs in compliance with Rule 10b5-1. |
| 3 | Derivative | Restricted Stock Unit | 2022-01-04 | M | D | 9,375 | $0.00 | 0 | D | — · — to — | 9,375 Common Stock | (F1) Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Common Stock of the Issuer. (F3) On March 27, 2020, the Reporting Person was granted RSUs which vest in three tranches upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Issuer's stock price. On January 4, 2022, the Issuer's Board of Directors determined that the milestone for the third tranche was satisfied, resulting in the vesting of the reported shares of Common Stock under the RSUs. |