Form 4 for LOCO El Pollo Loco Holdings, Inc.
Accepted 2022-02-08 00:00:00 ET · period of report 2022-02-04 · accession 0001415889-22-001162 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-08 | 2022-02-04 | LOCO | Lozano Miguel | COO | S - Sale+OE | $12.87 | -25.2K | 87.0K | -22% | -$324.8K |
| D | 2022-02-08 | 2022-02-04 | LOCO | Lozano Miguel | COO | M - OptEx | $11.47 | +8,548 | 95.5K | +10% | +$98.0K |
| D | 2022-02-08 | 2022-02-04 | LOCO | Lozano Miguel | COO | M - OptEx | $0.00 | -8,548 | 8,548 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-04 | S | D | 16,690 | $12.87 | 70,290 | D | — | — | (F2) Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $13.06 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 2 | Common | Common Stock | 2022-02-04 | S | D | 8,548 | $12.87 | 86,980 | D | — | — | (F2) Reflects a weighted-average price. These shares were sold in multiple transactions at prices ranging from $12.76 to $13.06 per share, inclusive. The Reporting Person undertakes to furnish to the Issuer, any requesting shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, complete information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2022-02-04 | M | A | 8,548 | $11.47 | 95,528 | D | — | — | |
| 4 | Derivative | Non-Qualified Stock Options | 2022-02-04 | M | D | 8,548 | $0.00 | 8,548 | D | $11.47 · 2021-05-08 to 2029-05-08 | 8,548 Common Stock |