Form 4 for XNCR Xencor Inc
Accepted 2022-03-07 00:00:00 ET · period of report 2022-03-03 · accession 0001415889-22-002663 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-07 | 2022-03-03 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | S - Sale | $29.90 | -2,929 | 160.5K | -2% | -$87.6K |
| D | 2022-03-07 | 2022-03-03 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | A - Grant | $0.00 | +49.8K | 210.3K | +31% | $0 |
| D | 2022-03-07 | 2022-03-03 | XNCR | Dahiyat Bassil I | Pres, CEO, Dir | A - Grant | $0.00 | +298.6K | 298.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | S | D | 2,929 | $29.90 | 160,548 | D | — | — | (F1) Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 7,868 restricted stock units. (F2) The weighted average sale price for the transaction reported was $29.9013, and the range of prices were between $29.86 and $29.93. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. (F3) Includes the following shares acquired by the reporting person pursuant to the Issuer's Employee Stock Purchase Plan: 196 shares acquired in June 2021 and 218 shares acquired in December 2021. |
| 2 | Common | Common Stock | 2022-03-03 | A | A | 49,761 | $0.00 | 210,309 | D | — | — | (F4) Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. |
| 3 | Derivative | Stock Options | 2022-03-03 | A | A | 298,567 | $0.00 | 298,567 | D | $30.02 · — to 2032-03-02 | 298,567 Common Stock | (F5) 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. |