Form 4 for XNCR Xencor Inc
Accepted 2022-03-07 00:00:00 ET · period of report 2022-03-03 · accession 0001415889-22-002664 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-07 | 2022-03-03 | XNCR | Desjarlais John R | CSO, SR. VP | A - Grant | $0.00 | +35.8K | 136.8K | +35% | $0 |
| D | 2022-03-07 | 2022-03-03 | XNCR | Desjarlais John R | CSO, SR. VP | S - Sale | $29.86 | -1,240 | 101.0K | -1% | -$37.0K |
| D | 2022-03-07 | 2022-03-03 | XNCR | Desjarlais John R | CSO, SR. VP | A - Grant | $0.00 | +71.7K | 71.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-03 | A | A | 35,828 | $0.00 | 136,797 | D | — | — | (F3) Represents restricted stock units that vest as follows: 1/3 of the shares vest on the first, second and third anniversaries of the date of grant. |
| 2 | Common | Common Stock | 2022-03-03 | S | D | 1,240 | $29.86 | 100,969 | D | — | — | (F1) Represents the disposition of shares that were sold to pay withholding taxes upon vesting of 3,028 restricted stock units. (F2) The weighted average sale price for the transaction reported was $29.8647, and the range of prices were between $29.86 and $29.88. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided. |
| 3 | Derivative | Stock Options | 2022-03-03 | A | A | 71,656 | $0.00 | 71,656 | D | $30.02 · — to 2023-03-03 | 71,656 Common Stock | (F4) 25% of the shares subject to the option shall vest on the one year anniversary of March 3, 2022 (the "Vesting Commencement Date") and 1/48th of the shares shall vest monthly thereafter, such that the option shall be fully vested on the four year anniversary of the Vesting Commencement Date. |