Form 4 for ESCA ESCALADE INC
Accepted 2022-03-08 00:00:00 ET · period of report 2022-03-06 · accession 0001415889-22-002753 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-08 | 2022-03-06+ | ESCA | Griffin Patrick J | VP, Dir, 10% | M - OptEx | — | +2,668 | 530.3K | +0.5% | — |
| DM | 2022-03-08 | 2022-03-06+ | ESCA | Griffin Patrick J | VP, Dir, 10% | M - OptEx | $0.00 | -2,668 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-08 | M | A | 568 | — | 530,872.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-03-06 | M | A | 2,100 | — | 530,304.23 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2022-03-08 | M | D | 568 | $0.00 | 0 | D | — · — to 2022-03-08 | 568 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F4) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F6) On March 8, 2018, the reporting person was granted 1,700 RSUs pursuant to the Escalade 2017 Plan, of which 568 RSUs vested and settled on March 8, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. As previously reported, 566 RSUs vested and settled on each of March 8, 2020 and March 8, 2021. All RSUs settle in shares of ESCA common stock. |
| 4 | Derivative | Restricted Stock Units | 2022-03-06 | M | D | 2,100 | $0.00 | 0 | D | — · — to 2022-03-06 | 2,100 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F4) Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan). (F5) On March 6, 2019, the reporting person was granted 2,100 RSUs pursuant to the Escalade 2017 Plan, which RSUs vested and settled in full on March 6, 2022 as reported on this Form 4 upon the satisfaction of the applicable performance conditions and the reporting person having been continuously employed by Escalade. All RSUs settle in shares of ESCA common stock. |