Form 4 for III Information Services Group Inc.
Accepted 2022-03-17 00:00:00 ET · period of report 2022-03-15 · accession 0001415889-22-003126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-17 | 2022-03-15 | III | Pfau Bruce | Dir | P - Purchase | $6.85 | +44.0K | 183.9K | +31% | +$301.6K | |
| M | 2022-03-17 | 2022-03-15+ | III | Pfau Bruce | Dir | S - Sale | $7.14 | -37.6K | 155.9K | -19% | -$268.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Common Stock | 2022-03-15 | P | A | 44,025 | $6.85 | 183,864 | D | — | — | (F1) The purchase and sale were executed for tax and estate planning purposes in order to transfer the shares to a separate retirement account. (F2) Price reflected is the weighted-average purchase price for shares purchased. The range of purchase prices for the transactions reported was $6.72 to $6.97 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| 2 | Common | Shares of Common Stock | 2022-03-16 | S | D | 9,591 | $7.36 | 146,264 | D | — | — | (F1) The purchase and sale were executed for tax and estate planning purposes in order to transfer the shares to a separate retirement account. |
| 3 | Common | Shares of Common Stock | 2022-03-15 | S | D | 28,009 | $7.06 | 155,855 | D | — | — | (F1) The purchase and sale were executed for tax and estate planning purposes in order to transfer the shares to a separate retirement account. (F3) Price reflected is the weighted-average purchase price for shares sold. The range of selling prices for the transactions reported was $7.02 to $7.08 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |