Form 4 for SPWH SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Accepted 2022-03-22 00:00:00 ET · period of report 2021-03-16 · accession 0001415889-22-003259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-22 | 2021-03-16+ | SPWH | Barker Jon | Pres AND CEO, Dir | A - Grant | $0.00 | +215.1K | 646.5K | +50% | $0 |
| 2022-03-22 | 2022-03-16 | SPWH | Barker Jon | Pres AND CEO, Dir | D - Sale to Iss | $11.76 | -9,036 | 737.1K | -1% | -$106.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-03-16 | A | A | 57,726 | $0.00 | 588,810.91 | D | — | — | (F1) Represents shares of the Issuer's common stock vesting under performance-based restricted stock awards granted on March 25, 2020. The shares will vest on March 25, 2023, subject to the Reporting Person's continued employment with the Issuer. (F3) Includes 45,368 restricted stock units which are scheduled to vest in equal installments on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F4) Includes 106,297 restricted stock units which are scheduled to vest on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F2) Includes 39,896 restricted stock units are scheduled to vest in two substantially equal installments on March 16, 2023, and March 16, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F5) Includes 57,726 restricted stock units which are scheduled to vest in two substantially equal installments on March 24, 2022 and March 24, 2023, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2022-03-16 | D | D | 9,036 | $11.76 | 737,145.91 | D | — | — | (F7) Represents shares withheld by the Issuer in accordance with Rule 16b-3 to satisfy tax withholding obligations in connection with the vesting of restricted stock units previously granted to the Reporting Person. (F3) Includes 45,368 restricted stock units which are scheduled to vest in equal installments on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F4) Includes 106,297 restricted stock units which are scheduled to vest on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F2) Includes 39,896 restricted stock units are scheduled to vest in two substantially equal installments on March 16, 2023, and March 16, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F5) Includes 57,726 restricted stock units which are scheduled to vest in two substantially equal installments on March 24, 2022 and March 24, 2023, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2022-03-15 | A | A | 99,645 | $0.00 | 746,181.91 | D | — | — | (F6) Reflects the grant of restricted stock units by the Issuer to the Reporting Person on March 15, 2022. The restricted stock units are scheduled to vest in three substantially equal installments on March 15, 2023, March 15, 2024, and March 15, 2025, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F3) Includes 45,368 restricted stock units which are scheduled to vest in equal installments on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F4) Includes 106,297 restricted stock units which are scheduled to vest on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F2) Includes 39,896 restricted stock units are scheduled to vest in two substantially equal installments on March 16, 2023, and March 16, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F5) Includes 57,726 restricted stock units which are scheduled to vest in two substantially equal installments on March 24, 2022 and March 24, 2023, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2022-02-17 | A | A | 57,726 | $0.00 | 646,536.91 | D | — | — | (F1) Represents shares of the Issuer's common stock vesting under performance-based restricted stock awards granted on March 25, 2020. The shares will vest on March 25, 2023, subject to the Reporting Person's continued employment with the Issuer. (F3) Includes 45,368 restricted stock units which are scheduled to vest in equal installments on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F4) Includes 106,297 restricted stock units which are scheduled to vest on April 16, 2022 subject to the Reporting Person's continued employment. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F2) Includes 39,896 restricted stock units are scheduled to vest in two substantially equal installments on March 16, 2023, and March 16, 2024, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. (F5) Includes 57,726 restricted stock units which are scheduled to vest in two substantially equal installments on March 24, 2022 and March 24, 2023, subject to the Reporting Person's continued employment with the Issuer. Each restricted stock unit represents the right to receive one share of the Issuer's common stock. |