Form 4 for BOOT Boot Barn Holdings, Inc.
Accepted 2022-03-23 00:00:00 ET · period of report 2022-03-19 · accession 0001415889-22-003307 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-23 | 2022-03-19 | BOOT | Hazen John | Chief DIGITAL Off | F - Tax | $100.00 | -1,331 | 2,420 | -35% | -$133.1K |
| DM | 2022-03-23 | 2022-03-21+ | BOOT | Hazen John | Chief DIGITAL Off | S - Sale+OE | $100.31 | -13.7K | 2,420 | -85% | -$1.37M |
| D | 2022-03-23 | 2022-03-21 | BOOT | Hazen John | Chief DIGITAL Off | M - OptEx | $18.66 | +11.3K | 13.7K | +465% | +$210.0K |
| D | 2022-03-23 | 2022-03-21 | BOOT | Hazen John | Chief DIGITAL Off | M - OptEx | $0.00 | -11.3K | 11.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-19 | F | D | 1,331 | $100.00 | 2,420 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-23 | S | D | 2,420 | $99.73 | 0 | D | — | — | (F4) Reflects the weighted average price of sales on March 23, 2022. The shares were sold in multiple transactions at prices ranging from $97.93 to $101.53, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 3 | Common | Common Stock | 2022-03-21 | S | D | 11,254 | $100.44 | 2,420 | D | — | — | (F3) Reflects the weighted average price of sales on March 21, 2022. The shares were sold in multiple transactions at prices ranging from $98.45 to $104.90, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. |
| 4 | Common | Common Stock | 2022-03-21 | M | A | 11,254 | $18.66 | 13,674 | D | — | — | |
| 5 | Derivative | Options | 2022-03-21 | M | D | 11,254 | $0.00 | 11,254 | D | $18.66 · — to 2026-03-19 | 11,254 Common Stock | (F6) The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date. |