Form 4 for AMP Ameriprise Financial
Accepted 2022-03-29 00:00:00 ET · period of report 2022-03-25 · accession 0001415889-22-003426 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-29 | 2022-03-25 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | S - Sale+OE | $314.30 | -2,044 | 7,717 | -21% | -$642.4K |
| D | 2022-03-29 | 2022-03-25 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | M - OptEx | $87.79 | +5,061 | 12.8K | +66% | +$444.3K |
| D | 2022-03-29 | 2022-03-25 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | F - Tax | $314.37 | -3,017 | 9,761 | -24% | -$948.5K |
| D | 2022-03-29 | 2022-03-25 | AMP | Alvero Gumer | Pres-INSURANCE, ANNUITIES | M - OptEx | $0.00 | -5,061 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-25 | S | D | 2,044 | $314.30 | 7,717 | D | — | — | (F1) Reflects the weighted average price of 2,044 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 25, 2022 with sale prices ranging from $314.29 to $314.347 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-03-25 | M | A | 5,061 | $87.79 | 12,778 | D | — | — | |
| 3 | Common | Common Stock | 2022-03-25 | F | D | 3,017 | $314.37 | 9,761 | D | — | — | |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-03-25 | M | D | 5,061 | $0.00 | 0 | D | $87.79 · — to 2026-02-01 | 5,061 Common Stock | (F3) Fully vested. |