Form 4 for HRZN Horizon Technology Finance Corp
Accepted 2022-05-09 00:00:00 ET · period of report 2022-05-06 · accession 0001415889-22-004765 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-05-09 | 2022-05-06 | HRZN | Pomeroy Robert D. Jr. | CEO, Dir | P - Purchase | $12.57 | +1,000 | 7,674 | +15% | +$12.6K |
| 2022-05-09 | 2022-05-06 | HRZN | Pomeroy Robert D. Jr. | CEO, Dir | P - Purchase | $12.73 | +4,000 | 155.5K | +3% | +$50.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-06 | P | A | 1,000 | $12.57 | 7,674 | I As custodian for grandhildren | — | — | |
| 2 | Common | Common Stock | 2022-05-06 | P | A | 4,000 | $12.73 | 155,539 | D | — | — |