Form 4 for ESCA ESCALADE INC
Accepted 2022-05-16 00:00:00 ET · period of report 2022-05-15 · accession 0001415889-22-005066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-16 | 2022-05-15 | ESCA | Franklin Katherine F. | Dir | A - Grant | — | +1,425 | 13.6K | +12% | — |
| D | 2022-05-16 | 2022-05-15 | ESCA | Franklin Katherine F. | Dir | M - OptEx | $0.00 | -1,425 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-15 | A | A | 1,425 | — | 13,591 | D | — | — | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2022-05-15 | M | D | 1,425 | $0.00 | 0 | D | — · — to 2022-05-15 | 1,425 Common Stock | (F1) Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis. (F2) Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). (F3) On May 15, 2020, the reporting person was granted 2,850 RSUs pursuant to the Escalade 2017 Plan, of which 1,425 RSUs vested and settled on May 15, 2021, as previously reported, and the remaining 1,425 RSUs vested and settled on May 15, 2022, as reported in this Form 4. All RSUs settled in shares of ESCA common stock. |