Form 4 for NBHC National Bank Holdings Corp
Accepted 2022-06-01 00:00:00 ET · period of report 2022-05-27 · accession 0001415889-22-005988 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-06-01 | 2022-05-27+ | NBHC | Randall Christopher S. | EVP, COMM, SPECIALTY BANKING | M - OptEx | $21.04 | +14.2K | 27.4K | +108% | +$298.9K |
| DM | 2022-06-01 | 2022-05-27+ | NBHC | Randall Christopher S. | EVP, COMM, SPECIALTY BANKING | D - Sale to Iss | $40.95 | -14.2K | 13.2K | -52% | -$581.9K |
| DM | 2022-06-01 | 2022-05-27+ | NBHC | Randall Christopher S. | EVP, COMM, SPECIALTY BANKING | M - OptEx | $0.00 | -14.2K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-27 | M | A | 3,626 | $19.08 | 16,790 | D | — | — | |
| 2 | Common | Common Stock | 2022-05-27 | M | A | 4,543 | $19.85 | 21,333 | D | — | — | |
| 3 | Common | Common Stock | 2022-05-31 | M | A | 6,042 | $23.10 | 27,375 | D | — | — | |
| 4 | Common | Common Stock | 2022-05-27 | D | D | 8,169 | $41.01 | 19,206 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.68 to $41.25, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 5 | Common | Common Stock | 2022-05-31 | D | D | 6,042 | $40.86 | 13,164 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.71 to $41.16, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 6 | Derivative | Employee Stock Option (Right to Buy) | 2022-05-27 | M | D | 4,543 | $0.00 | 0 | D | $19.85 · — to 2025-09-01 | 4,543 Common Stock | (F4) Time-vested stock option award. Stock options vested in equal installments on October 1, 2016, October 1, 2017 and October 1, 2018. |
| 7 | Derivative | Employee Stock Option (Right to Buy) | 2022-05-31 | M | D | 6,042 | $0.00 | 3,021 | D | $23.10 · — to 2030-04-01 | 6,042 Common Stock | (F5) Time-vested stock option award. Stock options vested in equal installments on April 28, 2021 and April 28, 2022. |
| 8 | Derivative | Employee Stock Option (Right to Buy) | 2022-05-27 | M | D | 3,626 | $0.00 | 0 | D | $19.08 · — to 2025-04-28 | 3,626 Common Stock | (F3) Time-vested stock option award. Stock options vested in equal installments on April 28, 2016, April 28, 2017 and April 28, 2018. |