Form 4 for III Information Services Group Inc.
Accepted 2022-06-03 00:00:00 ET · period of report 2022-06-01 · accession 0001415889-22-006128 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-03 | 2022-06-01 | III | Lavieri Todd D. | VICE COB | A - Grant | $6.62 | +53.8K | 933.3K | +6% | +$356.2K |
| D | 2022-06-03 | 2022-06-01 | III | Lavieri Todd D. | VICE COB | F - Tax | $6.62 | -13.0K | 920.3K | -1% | -$86.0K |
| D | 2022-06-03 | 2022-06-01 | III | Lavieri Todd D. | VICE COB | A - Grant | $0.00 | +17.9K | 17.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Shares of Common Stock | 2022-06-01 | A | A | 53,814 | $6.62 | 933,252 | D | — | — | (F2) Includes 530 shares acquired under the Information Services Group, Inc. Amended and Restated 2007 Employee Stock Purchase Plan. |
| 2 | Common | Shares of Common Stock | 2022-06-01 | F | D | 12,996 | $6.62 | 920,256 | D | — | — | |
| 3 | Derivative | Performance Based RSUs | 2022-06-01 | A | A | 17,938 | $0.00 | 17,938 | D | — · — to 2026-06-01 | 17,938 Common Stock | (F4) Award will vest based on the achievement of market price goals, which will be measured as the average closing price of ISGs common stock over any ten consecutive trading day period beginning with the first anniversary of the award. 100% of the number of RSUs will be earned if the measured market price is $9.00 or above. If this measured market price is not achieved by the fourth anniversary of the award, these RSUs will be forfeited. |