Form 4 for GOF GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
Accepted 2022-06-15 00:00:00 ET · period of report 2022-06-15 · accession 0001415889-22-006607 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-06-15 | 2022-06-14+ | GOF | Barnes Randall C | Dir, TRUSTEE | S - Sale | $0.0009 | -20.0K | 8,318 | -71% | -$18.60 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-14 | S | D | 20,000 | $0.00 | 8,318.67 | I Randall C Barnes Childrens' Trust | — | — | (F1) 20,000 shares of GOF were transferred from the Randall C Barnes Childrens' Trust directly to child's account resulting in no longer having indirect control. |
| 2 | Common | Common Stock | 2022-06-15 | S | D | 0.44 | $16.77 | 356 | I Randall C Barnes Childrens' Trust II | — | — | |
| 3 | Common | Common Stock | 2022-06-15 | S | D | 0.67 | $16.75 | 8,318 | I Randall C Barnes Childrens' Trust | — | — |